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Regulatory Filings

SEC Filings

Other Filings
Filing Description Filing Type Filing Date Event Date  
10-Q 10-Q 11/14/2017 9/30/2017
Regulatory Filing: Depository Y-9C 11/13/2017 9/30/2017
8-K 8-K 11/7/2017 11/1/2017
Abstract: On Nov. 1, registrant announced that the merger of the registrant and Capstone Bancshares Inc. was completed. The employment agreement, among other things, was included by exhibit.
8-K 8-K 10/30/2017 10/30/2017
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Results of Operations and Financial Condition; Regulation FD Disclosure; and Financial Statements and Exhibits.
8-K 8-K 9/20/2017 9/20/2017
Abstract: On Sept. 19, registrant and Capstone Bancshares Inc. announced that their respective shareholders approved the definitive merger agreement pursuant to which the registrant will acquire Capstone Bancshares Inc.
Regulatory Filing: Depository Y-9C 8/23/2017 6/30/2017
Regulatory Filing: Depository Y-9C 8/22/2017 3/31/2017
Merger App Y-3 8/16/2017 8/14/2017
Abstract: Registrant filed an application with the FRB to seek approval to acquire Capstone Bancshares, Inc. and thereby indirectly acquire Capstone Bank. The agreement and plan of merger was included with the filing.
10-Q 10-Q 8/14/2017 6/30/2017
8-K 8-K 8/8/2017 8/8/2017
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers and Financial Statements and Exhibits.
8-K 8-K 7/25/2017 7/25/2017
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Results of Operations and Financial Condition and Regulation FD Disclosure.
Prospectus 424B3 7/25/2017
Registration Statement S-4/A 7/20/2017
Abstract: Registrant filed amendment No. 1 to its registration statement to file additional information in connection with its offer for 3,045,019 shares of common stock in an offering valued at approximately $46.9 million in connection with its proposed acquisition of Capstone Bancshares Inc.
Registration Statement S-4 7/6/2017
Abstract: Registrant filed a registration statement for 3,045,019 shares of common stock in an offering valued at approximately $46.9 million in connection with its proposed acquisition of Capstone Bancshares Inc.
Prospectus 425 6/12/2017
Prospectus 425 6/2/2017
Prospectus 425 5/30/2017
8-K 8-K 5/25/2017 5/18/2017
Abstract: Registrant reported the results of its annual meeting of shareholders held May 18. The 2017 annual meeting presentation was included by exhibit.
Prospectus 425 5/24/2017
8-K 8-K 5/23/2017 5/22/2017
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Entry into a Material Definitive Agreement; Regulation FD Disclosure; and Financial Statements and Exhibits.

Displaying 1 to 20 (of 176 filings)