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Regulatory Filings

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Other Filings
Filing Description Filing Type Filing Date Event Date  
Registration Statement D 10/10/2018
8-K 8-K 10/1/2018 10/1/2018
Abstract: On Oct. 1, registrant announced the completion of an offering of $40 million of fixed- to floating-rate subordinated notes due 2028 to certain institutional accredited investors. The investor presentation, among other things, was included by exhibit.
Regulatory Filing: Depository Y-9C 9/21/2018 6/30/2018
Prospectus 424B3 9/14/2018
Registration Statement S-4/A 9/10/2018
Abstract: Registrant filed amendment No. 1 to its registration statement to file additional information in connection with its offer for 1,183,292 shares of common stock in an offering valued at approximately $18.6 million in connection with its proposed acquisition of Foothills Bancorp Inc.
Registration Statement S-4 8/31/2018
Abstract: Registrant filed a registration statement for 1,183,292 shares of common stock in an offering valued at approximately $18.6 million in connection with its proposed acquisition of Foothills Bancorp Inc.
Regulatory Filing: Depository Y-9C 8/28/2018 3/31/2018
8-K 8-K/A 8/27/2018 8/27/2018
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers.
Merger App Y-3 8/17/2018 8/17/2018
Abstract: Registrant filed an application with the FRB to seek approval to acquire Foothills Bank & Trust.
10-Q 10-Q 8/9/2018 6/30/2018
8-K 8-K 7/31/2018 7/30/2018
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Regulation FD Disclosure and Financial Statements and Exhibits.
8-K 8-K 7/25/2018 7/24/2018
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Results of Operations and Financial Condition and Regulation FD Disclosure.
8-K 8-K/A 7/17/2018 7/17/2018
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Financial Statements and Exhibits.
Prospectus 425 6/28/2018
Prospectus 425 6/28/2018
8-K 8-K 6/27/2018 6/27/2018
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Entry into a Material Definitive Agreement; Regulation FD Disclosure; and Financial Statements and Exhibits.
Prospectus 425 6/27/2018
8-K 8-K 6/5/2018 6/5/2018
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Regulation FD Disclosure and Financial Statements and Exhibits.
8-K 8-K 5/29/2018 5/29/2018
Abstract: 8-K filed by SmartFinancial Inc. (SMBK) covering Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers and Submission of Matters to a Vote of Security Holder.
10-Q 10-Q 5/10/2018 3/31/2018

Displaying 1 to 20 (of 191 filings)